About the HIR method
Historical and Investigative Research - 17
Dec 2005
by Francisco Gil-White
http://www.hirhome.com/method.htm
__________________________________________________________
I am often asked this
question:
“Since
you are arguing that we cannot trust what we read in the media, how can
we believe what you say, given that your source material is so often
drawn from the same Western mass media that you claim is dishonest?”
I used to find this a
very frustrating question, but I have matured. It has taken me a while
to see how interesting the question is. Laypeople, it now dawns on me,
find it quite difficult to grasp what historians do, and have a quite
mistaken picture of it. I will do my best here briefly to explain how
proper historiography -- the very thing this website aims to produce --
ought to work.
What historians should do
_________________________
What is a historian
doing? Or, perhaps we should ask: What should a historian be
doing?
Nobody knows what
happened. We just don’t, for the simple reason that we don’t have time
machines with which to go back into the past and check. A historian is
limited, therefore, to examining the traces that have survived into the
present from previous eras: ‘documents.’
What is a ‘document’?
Things that people wrote, certainly, but in recent times also things
that people filmed, photographed, videotaped, audio-taped, and
digitized. The things that people in previous eras built, and the things
they used and discarded, are also ‘documents.’ So are their bones.
Now, there is no question
that the record of written documents is especially useful, but it
is sometimes extremely fragmentary (for example, in the case of ancient
eras), and it must always be handled with great care. Why so careful?
Because the people producing surviving texts had, themselves, an
imperfect access to events -- sometimes woefully imperfect. And they
cannot be presumed always to remember things correctly. More seriously,
they often lie. So, although readers are not always properly warned,
what historians actually do, when they are doing their job, is this:
they invent stories. Not just any stories, of course. Historians are
supposed to invent stories that will make the surviving ‘documents’ more
meaningful. In other words, rather than using the documents to determine
what happened -- as I suppose many people erroneously construe our
business -- a historian creatively uses the imagination to make sense of
the documents we have.
I will clarify this.
A historian will produce
a hypothesis about what happened, and a hypothesis is a story. How do we
know that a story is good or bad? A story is good if it requires
people from previous eras to have produced the very documents that they
in fact did produce. If the story, on the other hand, makes it
absurd that people from other times produced these documents, then
it is not a very good story.
Now, once you think about
it, this point may be obvious enough. But we live in an age of
‘historical films’ that whisper subliminally into our subconscious an
intuitively powerful but mistaken idea: that the past is known. Because
otherwise how could anybody make a historical film in the first place?
The fallacy in this is easily exposed: it is the unstated premise --
admitted into our subconscious only because the audiovisual experience
is so realistic -- that the film is indeed historical, as if it had
literally been shot in the past. But in fact, the overwhelming majority
of supposedly historical films are outrageous fantasies, radically
contradicting in details large and small what our surviving documents
suggest about the periods such films are supposed to be representing.
I’ll give you just one
dramatic example. If you were to travel back to 18th century Europe the
smell and appearance of people would not merely offend you -- it would
horrify you. I am talking about the upper classes. This was a
culture that understood little about hygiene and suffered accordingly.
European aristocrats in the 18th century didn’t smell too differently
from the unfortunate homeless in modern Western cities, their faces were
covered in grotesque eruptions, and their heads were bristling with
lice. Or at least this is the story I would defend. Because from those
days countless aristocratic manuals of manners have survived, with
discussions of the uses of perfume the better to overwhelm potent body
odors, helpful suggestions for dealing with the problem of lice, and all
sorts of advice for how to disguise the massive attacks of acne and
other eruptions on the face. In other words, unless these 18th century
European aristocrats really were this awful, it is absurd that they
produced the manuals of manners that have survived into our times.
We should not defend
absurdities.
I saw a program on public
television once that strove, precisely, not to defend absurdities, doing
its best to represent 18th century aristocrats in a realistic way;
throughout, my face was uninterruptedly contorted in disgust. It really
was hard to watch. But no hint of this in Hollywood’s ‘historical
films.’ That’s understandable. Filmmakers need customers, and keeping
viewers constantly revolted is a strategy with limited genre
possibilities and appeal. But by creating the illusion that the past is
known -- in fact, by creating for the viewer the illusion that she has
witnessed history -- such films make it more difficult for ordinary
people to discover the kinds of stories that will plausibly
account for our surviving documents.
Also contributing to the
illusion that the past is known is the expository method adopted in the
works that historians write for the general public, with their “this
happened, then this happened…” structure, as opposed to putting it like
this: “this way of imagining what happened makes sense of our surviving
documents, and here is why, whereas this other imagined story does not.”
The latter is supposed to be a ‘technical’ style, appropriate only among
historians; ordinary people will just be told what most historians
supposedly accept as the story of what happened, without the
demonstrations, as if it was known to have happened. The general
public then doesn’t get to see the ferociously creative art that is the
writing of historiography.
Historiography, in fact,
is much like the writing of a novel, though of course the normative
constraints on novelist and historian are quite different. If a story
makes sense of our surviving documents, individually and in combination
with each other, its quality as a historical explanation is not affected
in the least if it is uninteresting or delivered in a dull style; such
failures, however, would certainly ruin a novel. The historiographical
test is whether the story makes our surviving documents meaningful
-- nothing more. But also nothing less! Historians certainly are not
free to create stories that force our surviving documents to express or
imply absurdities, nor can they simply invent things out of whole cloth
that are not supported by any documentary evidence. (Well, they can and
often do, but they are not supposed to.)
Now, to invent a
historiographical story you will need ideas concerning what supposedly
makes humans tick, and this is key. In other words, implicitly or
explicitly you are going to need some theory of human psychology, of
class relations, of the effects of propaganda, etc., etc. Why? Because
it was ticking humans who bequeathed to posterity the documents that
have survived into our times, and therefore the better you understand
what makes humans tick, the better your chances of producing a story
that makes it necessary that the people in previous eras produced
the documents which they in fact and indeed produced. So, good
historiography requires a good theory of human motivations and biases, a
good theory of human institutions, and so on.
In other words, good
historiography requires good social science.
The same basic idea can
be stated in the opposite direction: if your story of what happened
makes it absurd that the people in previous eras would have produced the
documents that have survived into our day, then you are either flat
wrong or still missing something important, and this implies that your
theory of human motivations and biases, your theory of human
institutions, and so on, is probably a bad one. In other words, you are
not a very good social scientist.
But not only will you
need a general social scientific theory, you will also need a
more specific period theory, and also a theory for the specific
authors of specific documents. Proper historiography is not easy.
Recent history
______________
Recent history begins a
second ago. The situation is the same. We cannot travel back in time,
even to the previous second. So anything we say about recent history,
even about the immediate past (yesterday, even) is also a creative story
-- a hypothesis. Here too, the job of a historian is to produce a story
that will make the production of surviving documents necessary
rather than absurd.
As in the case of ancient
history, we will need, for recent history, a theory of general human
motivations, and also a specific model of the main forces that shape our
times, in addition to a theory of current institutions, and in
particular of the institutions which author the documents whose very
production we are trying to explain. In other words, we need a theory
of the media, because in the modern world the mass media is
constantly producing a truly awesome mountain of documents.
As you cannot fail to
notice, media documents form the basis of much source material in HIR
pieces. This brings us back to the original question, which concerns the
validity of using the mass media as a source if the basic veracity of
the media is being questioned, as it is on this website. Does this
create a problem?
It does not. The ultimate
goal is the same: we must invent stories that make the production of
surviving documents necessary rather than absurd -- it doesn’t
matter that they have survived from a thousand years ago or from the day
before, nor does it matter that the documents have been produced by a
potentially dishonest media.
The best way to see this
is with an example.
An example
____________
We have a document that
has survived into our day from 1989, produced by the BBC (British
Broadcasting Corporation), and which purports to be the BBC’s
translation of former Yugoslav and Serbian president Slobodan
Milosevic’s speech of the same year, given to a very large crowd of
Serbs in a place called Kosovo Polje (or Gazimestan). This document
contains nothing but exhortations to unity, brotherhood, peace, and
tolerance among the peoples of Yugoslavia and Serbia.
For example, it contains
the following passages:
“Equal
and harmonious relations among Yugoslav peoples are a necessary
condition for the existence of Yugoslavia and for it to find its way out
of the crisis and, in particular, they are a necessary condition for its
economic and social prosperity. In this respect Yugoslavia does not
stand out from the social milieu of the contemporary, particularly the
developed, world. This world is more and more marked by national
tolerance, national cooperation, and even national equality.
Modern
economic and technological, as well as political and cultural
development, has guided various peoples towards each other, has made
them interdependent and increasingly and mutually equal [Serbo-Croat
medjusobno ravnopravni]. Equal and united people can above all become a
part of the civilisation towards which (?we are) moving. If we cannot be
at the head of the column leading to such a civilisation, there is
certainly no need for us to be at its tail.”
“…unity
in Serbia will bring prosperity to the Serbian people in Serbia and each
one of its citizens, irrespective of his national or religious
affiliation.”
“Serbia
has never had only Serbs living in it. Today, more than in the past,
members of other peoples and nationalities also live in it. This is not
a disadvantage for Serbia. I am truly convinced that it is its
advantage. National composition of almost all countries in the world
today, particularly developed ones, has also been changing in this
direction. Citizens of different nationalities, religions, and races
have been living together more and more frequently and more and more
successfully.”
“The
only differences one can and should allow in socialism are between hard
working people and idlers and between honest people and dishonest
people. Therefore, all people in Serbia who live from their own work
[words indistinct] respecting other people and other nations in their
republic.” [1]
The document that
purports to be the BBC translation of Milosevic’s 1989 speech, from
which the above excerpts are taken, was not released to the general
public. I found it in the microfilm archives of Van Pelt Library, at
the University of Pennsylvania.
Now, another BBC document
that has also survived into our day, this one from 1st April 2001, has
the title “The Downfall of Milosevic.” This one was released to
the general public. In fact, it is still posted on the BBC website,
where you may inspect it. [2]
This document undertakes to explain to the reader what caused the civil
wars that tore Yugoslavia apart in the 1990s. The following is an
excerpt:
“It all
began in Kosovo in 1987. Mr Milosevic was a middle ranking and virtually
unknown Communist official sent to calm local Serbs who were complaining
about abuses by the majority ethnic Albanian population.
He was
greeted by an angry crowd and the Kosovo police -- who were then mainly
ethnic Albanians -- began pushing them back.
Milosevic uttered the words which transformed him from Communist
apparatchik into nationalist tribune, telling the frightened Serbs: "No
one will ever beat you again."
New
struggle
The
effect was electric. State television began broadcasting the remarks
around the clock. Mr Milosevic became the focus for all the resentments
Serbs had felt over the past 40 years - that in Tito’s Yugoslavia their
interests had been always [sic] come last.
His new
popularity allowed Mr Milosevic to knife his political mentor, Ivan
Stambolic, in the back and take control of the Serbian state.
In 1989,
on the 600-year anniversary of the battle of Kosovo Polje, he gathered a
million Serbs at the site of the battle to tell them to prepare for a
new struggle.
He then
began to arm and support Serb separatists in Croatia and Bosnia. Other
nationalists were coming to power throughout the republic’s of the old
federation.
Yugoslavia’s long nightmare of civil war was beginning.”
I have highlighted the
key passage in red, but in order to understand what the BBC is saying
you must read the entire excerpt, so you can put it in context. When you
do that, it is obvious that, according to this BBC document, Slobodan
Milosevic, in his 1989 speech in Kosovo Polje, incited the
“frightened Serbs” against their ethnic neighbors and, in consequence,
caused “Yugoslavia’s long nightmare of civil war.”
Now, what a historian
needs to do is produce a model of the BBC that will explain the BBC’s
production of both documents I have quoted above. No matter how
you cut it, the model that says the BBC means to inform the public
produces absurdities.
Consider first the case
where, in order to defend your model that the BBC means to inform, you
stipulate that the BBC told the truth when, in April 2001, it released a
document to the public (the one quoted immediately above) where it referred to
Milosevic’s 1989 speech as warmongering. What would this force you to
say? That the BBC produced a fraudulent translation for its own
archives. Because, you see, there is zero warmongering in the BBC
document that purports to be a translation of the 1989 speech, and which
the BBC did not release to the public. Why would the BBC tell the
truth in public but produce a fraudulent translation for its own
archives? Absurd.
What if you argue instead
that the translation is accurate? In this case you are saying
that the BBC radically misrepresented the speech to the public in the
April 2001 document. Since your model is that the BBC means to inform
the public, what you are defending is once again absurd.
You may be tempted, here,
to defend a model of BBC incompetence. Under this view, the BBC means to
inform but it is run by imbeciles. The imbeciles who run the BBC news
divisions are not smart enough to consult the people who make
translations, nor do they have the skills to look up translations in the
BBC’s own archives. I find this highly implausible to begin with, but in
any case this explanation will not make the production of the two
documents necessary. On the contrary, the BBC’s production of
these two documents will still be absurd. First, because although
incompetence can in principle be invoked to explain all sorts of errors,
it is absurd that mere incompetence will yield an exactly opposite
portrayal of what is in the BBC translation. Second, because the BBC
translation can be had in under a minute using Lexis-Nexis, an online
archival service that every journalist, including those at the BBC,
knows how to use.
So you are now entitled
to put on the table the following hypothesis:
Perhaps the BBC means
to misinform.
The reason for putting
this hypothesis on the table is that it will neatly account for the two
documents we have considered. In this story, the translation is
accurate, but the BBC does not want the public to know what Milosevic
really said, so it did not release the translation to the public,
whereas in the document that the BBC did release to the public,
in 2001, it radically misrepresented the speech.
We mustn't stop here. On
the contrary, we should subject any hypothesis to further tests. The way
to do this is to consider additional documents until we are satisfied
that an alternative hypothesis will not account for the data.
For example, allow me to introduce a third BBC document, produced
by something called the BBC’s “Summary of World Broadcasts.” In 1989,
immediately after Slobodan Milosevic spoke at Kosovo Polje, the BBC’s
“Summary of World Broadcasts” summarized the content of his words in a
manner perfectly consistent with the BBC’s translation of the same speech:
“Addressing the crowd, Milosevic said that whenever they were able to
the Serbs had helped others to liberate themselves, and they had never
used the advantage of their being a large nation against others or for
themselves, Tanjug reported. He added that Yugoslavia was a
multi-national community which could survive providing there was full
equality for all the nations living in it.” [3]
It was only later, in
2001, that the BBC misrepresented the speech. This suggests that the BBC
didn't have a strong enough reason to misrepresent the speech in 1989,
but that this had changed by 2001. What appears to be decisively ruled
out is that the BBC made an innocent mistake in 2001.
I would now like to make
clear a general principle: the more documents we simultaneously have to
account for, the more constrained the range of possible models becomes.
If we are required to account for more and more documents
simultaneously, then we come closer and closer to the truth. Let us
therefore consider two additional relevant documents.
The first is an article
published 1st July 2001 in The Independent, a British newspaper,
which gives what purports to be a chronology of the main events in the
civil wars that tore Yugoslavia apart in the 1990s. This article
includes the following entry for the year 1989:
“June
1989
On the
stump at Kosovo Polje
Serbia’s
leader [Slobodan Milosevic] sets out his agenda at a rally of more than a million Serbs at
the Battle of Kosovo 600th anniversary celebrations, as he openly
threatens force to hold the six-republic federation together.” [4]
What The Independent
wrote in 2001 contradicts the BBC translation of that speech,
because no such open threat of force appears in the BBC translation. It
also contradicts a document produced by The Independent itself
in 1989. On that date, The Independent produced a report of
Milosevic’s speech immediately after it was given. The byline for this
1989 article says “From Edward Steen and Marcus Tanner in Kosovo Polje”
-- in other words, it claims to be based on what two reporters for this
newspaper witnessed at the scene of the events. The report says this:
“[At]
the 600th anniversary of the Battle of Kosovo Polje…the Serbian
President made not one aggressive reference to ‘Albanian
counter-revolutionaries’ in Kosovo province. Instead, he talked of
mutual tolerance, ‘building a rich and democratic society’ and ending
the discord which had, he said, led to Serbia’s defeat here by the Turks
six centuries ago.” [5]
What we are seeing here
is the beginning of a pattern. Just like the BBC, The
Independent, the day Milosevic gave his speech, reported that he had
spoken of “mutual tolerance.” In 2001, however, The Independent
misrepresented the speech as warmongering -- again, just like the BBC.
How widespread is this
pattern? It is very, very widespread. I have produced a careful
demonstration that, across the board, the Western mass media went out of
its way to lie about what Milosevic said at Kosovo Polje in 1989. Here
are some examples:
The British magazine
The Economist wrote in 1999 that,
"It
was a stirringly virulent nationalist speech he made in Kosovo, in 1989,
harking back to the Serb Prince Lazar’s suicidally brave battle against
the Turks a mere six centuries ago."[5a]
But what Milosevic said
about Prince Lazar's battle is the following:
"Today, it is difficult to say what is the historical truth about the
Battle of Kosovo and what is legend. Today this is no longer important."[1]
Does it strike you that
The Economist paraphrased accurately what Milosevic said about
the Battle of Kosovo?
TIME magazine wrote in
2001 that,
"...it was on St. Vitus' Day, 1989, that Milosevic whipped a million
Serbs into a nationalist frenzy in the speech that capped his ascent to
power."[5b]
And NPR (National Public
Radio) said that,
"...the people were whipped up into a
kind of hysteria."[5c]
What frenzy? What
hysteria? On the contrary, the two Independent reporters on the
scene in 1989 said that the crowd had been very quiet.[5cc]
The Irish Times wrote in
1999 that,
"10 years ago this month, the Yugoslav President, Mr Slobodan
Milosevic, made his name telling a crowd of 500,000 Serbs, 'Serbia will never abandon
Kosovo.'"[5d]
But the words "Serbia
will never abandon Kosovo," which The Irish Times has the boldness to
put in quotes, appear nowhere in the speech.
It goes on and on. If you
would like to see the entire list,
please consult the full demonstration. [6]
Now, the job of a
historian is to explain why, across the board, all of these
documents were produced. Put another way, we need to produce a
hypothesis that will explain why the mass media -- across the board --
misrepresented Slobodan Milosevic's 1989 speech. Fewer stories will
account for that than will account for the behavior of just the BBC, so
by considering more documents we have narrowed down the search for the
truth.
I will help us narrow the
search for the right story even further, but allow me a short digression
to elucidate a general historiographical principle: a historian is
not required to demonstrate what is generally agreed upon. This
answers to a practical need: if every single detail always required a
demonstration, even those which nobody disputes, every historiographical
work would consist of an infinity of volumes, and they would be so
painful to read that nobody would bother. Just imagine a historian
demonstrating that the sun rose and then set down on a particular day
(in addition to a million other undisputed details). If however, a
historian wishes to dispute what is generally taken for granted, then
yes, a demonstration will be necessary. The requirement of a
demonstration, therefore, is established by the background of
cultural agreement.
Thus, for example, nobody
disputes:
1) that, in 1999,
NATO bombed Serbia;
2) that, in order to
justify the bombing, NATO alleged that Slobodan Milosevic’s forces were
committing genocide against the ethnic Albanians in the Serbian
province of Kosovo; and
3) that, two years
later, in 2001, NATO tried hard to get Slobodan Milosevic sent to
the Hague Tribunal to be tried for supposed ‘war crimes.’
Since nobody disputes the
above three points, I am not required to demonstrate any of that. But
wherever I disagree with what is commonly taken for granted, I will be
required to produce a demonstration. For example, on 1st April 2001
The Seattle Times wrote about NATO's efforts (eventually successful)
to get Slobodan Milosevic sent to The Hague:
“Faced
with the loss of $100 million in economic aid, [the new,
post-NATO-bombing government in] Belgrade met the spirit of a Saturday deadline by
[the US] Congress to cooperate with the U.N. war crimes tribunal at The
Hague, Netherlands. Milosevic was arrested this morning, and wisked away
to prison after barricading himself in his villa for 26 hours.
The
dispute with the government of President Vojislav Kostunica is whether
Milsovic will be extradited for trial.
Nothing
else would satisfy the rule of law. He would be tried, in particular,
for his 1998 crackdown on ethnic Albanians in the southern Serbian
province of Kosovo.
Milosevic, his policies and his followers are responsible for countless
deaths, nearly ceaseless fighting and a flood of refugees that engulfed
Europe.
U.S.
Secretary of State Colin Powell properly delayed final decision on
compliance until tomorrow, when the smoke and mirrors of this weekend’s
confusion could be cleared away.
Did
Yugoslavia meet the deadline?
Holding
Milosevic accountable begins with Belgrade atoning for its own throaty
support for ethnic cleansing and other atrocities. That starts with
surrendering Milosevic.” [7]
Nobody disputes that NATO
wanted Milosevic sent to The Hague, so there is no need for me to
demonstrate that, since I agree. But I happen to dispute everything
else that The Seattle Times writes above. In other words, I
dispute that “ethnic cleansing and other atrocities” against ethnic
Albanians in Kosovo by the Serbs really took place. So, for these
claims of mine I am required to produce a demonstration, because quite a
lot of people believe the Serbs committed atrocities in Kosovo, mostly
because The Seattle Times, the BBC, TIME magazine, The
Economist, etc., said that such atrocities happened.
But here is an
interesting question: What position should you, my reader, logically
take?
That depends on whether I
convinced you that the media lied about Milosevic's 1989 speech. Let us
suppose, for the sake of argument, that I did convince you. The first
thing that you must notice is that these accusations of atrocity have
the exact same structure as the accusations about the speech:
1) they paint the
Serbs as warmongers; and
2) the chief
beneficiary of the accusations is NATO, because NATO bombed the
Serbs, it said, on account of the supposed atrocities.
If you were paying close
attention, you will have noticed that it was in 1999 and in
2001 that the media told the public that Milosevic had supposedly
caused the civil wars in Yugoslavia by inciting the Serbs back in 1989.
NATO bombed the Serbs in 1999, and NATO got Milosevic sent to
The Hague to be tried for supposed war crimes in 2001. In other
words, it is precisely when NATO needed the media to paint Milosevic as
a warmonger who caused the civil wars in Yugoslavia that the media did precisely this -- with lies. So, should
you simply accept the accusation by the same media that the Serbs really
did commit atrocities in Kosovo? Logically, no -- you should be
skeptical. If Milosevic really had incited the Serbs, the stupidest
thing in the world would be to lie about a speech in which Milosevic
calls for tolerance and unity, so the lies about the speech suggest that
no speech by Milosevic exists in which he did incite the Serbs to
violence, or else the media would have used that. And if the
media lied once, it might lie again, especially on the issue that the
media felt was important enough to lie about once.
If you are
skeptical, this may pique your interest sufficiently to read my
demonstration that the media lied about the atrocities, too. This is my
claim: that there is no evidence -- nothing -- supporting the
allegation that the Serbs committed atrocities in Kosovo, and that the
media knows this.
I invite you to read
this demonstration.[8]
Let us now imagine that you have read my
demonstration and found it satisfactory. What we now will need is a
story to explain why the media lied about the Serbs, making NATO's
attack appear justified to the world. Clearly, something is not right
with the media, and it appears to have a relationship with the NATO
powers quite at variance with what the phrase "independent and free"
connotes.
Back to the original question
____________________________
The original question was
whether it makes sense to use the documents produced by the mass media
as source material if one claims that the mass media cannot be trusted.
I hope it is now clear that the role of a historian is to produce a
hypothesis that will make it necessary that our surviving documents
should have been produced. Whether or not the media is honest is neither
here nor there for the historian. The honesty of the media is
something that a historian is supposed to investigate. Our job is to
explain what the documents are doing there, and why they say what they
do. This exercise produces a hypothesis of how the world works, and what
the relevant actors were trying to do.
What I have done here is
use the documents produced by the mass media in order to produce a
theory of the relationships between different institutions such that the
production of these very documents is necessary rather than
absurd. The exercise allows me to produce an improved model of how the
world works, which in turn will motivate hypotheses that guide further
research. I do not take at face value what the media says -- I
investigate. When something is not under dispute, however, I may simply
cite the mention of it in a media source without further comment. What
will require a demonstration are those commonly accepted claims that I
happen to dispute.
__________________________________________________________
Footnotes and Further
Reading
__________________________________________________________
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